Key facts
- This page summarizes Kenneth Robert Bertram's Form 4 filing for CAVA GROUP, INC. (CAVA).
- 10 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 22 Jun 2023, 16:32.
Kenneth Robert Bertram - 20 Jan 2023 Form 4 Insider Report for CAVA GROUP, INC. (CAVA)
- Reporting relationship
- CLO & Secretary
- Issuer ticker
- CAVA
- Reported as of
- 20 Jan 2023
- Net transaction value
- +$87,802
- SEC form
- 4
- Accepted by SEC
- 22 Jun 2023, 16:32:25 UTC
- Prior SEC filing
- 05 Aug 2021
- Next SEC filing
- 15 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kenneth Robert Bertram
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth Robert Bertram filed Form 4 for CAVA GROUP, INC. (CAVA) on 22 Jun 2023.
Change
- Previous filing in this sequence was filed on 05 Aug 2021.
- Current net transaction value: +$87,802.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAVA
transaction
Common Stock
Other
- Transaction value
- $10,174
- Shares
- -1,062
- Change %
- -2.5%
- Price
- $9.58*
- Shares after
- 40,614
- Date
- 20 Jan 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CAVA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,279
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 49,893
- Date
- 03 Apr 2023
- Ownership
- Direct
- Footnotes
- F2, F3, F4
CAVA
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $47,486
- Shares
- +7,035
- Change %
- +14%
- Price
- $6.75*
- Shares after
- 56,928
- Date
- 22 May 2023
- Ownership
- Direct
- Footnotes
- F3
CAVA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +20,454
- Change %
- +36%
- Price
- $0.000000
- Shares after
- 77,382
- Date
- 20 Jun 2023
- Ownership
- Direct
- Footnotes
- F3, F5
CAVA
transaction
Common Stock
Purchase
- Transaction value
- $33,000
- Shares
- +1,500
- Change %
- Price
- $22.00
- Shares after
- 1,500
- Date
- 20 Jun 2023
- Ownership
- By Spouse
CAVA
transaction
Common Stock
Purchase
- Transaction value
- $13,200
- Shares
- +600
- Change %
- Price
- $22.00
- Shares after
- 600
- Date
- 20 Jun 2023
- Ownership
- By Son
CAVA
transaction
Common Stock
Purchase
- Transaction value
- $4,290
- Shares
- +195
- Change %
- Price
- $22.00
- Shares after
- 195
- Date
- 20 Jun 2023
- Ownership
- By Daughter
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CAVA
transaction
Derivative
Stock Options (right to buy)
Award
- Transaction value
- $0
- Shares
- +19,131
- Change %
- Price
- $0.000000
- Shares after
- 19,131
- Date
- 03 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,131
- Exercise price
- $9.58
- Footnotes
- F6
CAVA
transaction
Derivative
Stock Options (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -7,035
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 21,108
- Date
- 22 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,035
- Exercise price
- $6.75
- Footnotes
- F7
CAVA
transaction
Derivative
Stock Options (right to buy)
Award
- Transaction value
- $0
- Shares
- +40,214
- Change %
- Price
- $0.000000
- Shares after
- 40,214
- Date
- 20 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,214
- Exercise price
- $22.00
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").
Footnote F2
The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering.
Footnote F3
Includes unvested RSUs.
Footnote F4
On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.
Footnote F5
Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.
Footnote F6
On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.
Footnote F7
Remaining options vest in three equal annual installments commencing January 20, 2024.
Footnote F8
Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.
SEC remarks
The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.