Key facts
- This page summarizes Kenneth Robert Bertram's Form 3 filing for CAVA GROUP, INC. (CAVA).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 15 Jun 2023, 16:31.
Kenneth Robert Bertram - 15 Jun 2023 Form 3 Insider Report for CAVA GROUP, INC. (CAVA)
- Reporting relationship
- CLO & Secretary
- Issuer ticker
- CAVA
- Reported as of
- 15 Jun 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 15 Jun 2023, 16:31:45 UTC
- Prior SEC filing
- 22 Jun 2023
- Next SEC filing
- 29 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kenneth Robert Bertram
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth Robert Bertram filed Form 3 for CAVA GROUP, INC. (CAVA) on 15 Jun 2023.
Change
- Previous filing in this sequence was filed on 22 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAVA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 56,928
- Date
- 15 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CAVA
holding
Derivative
Stock Options (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 21,108
- Exercise price
- $6.75
- Footnotes
- F2
CAVA
holding
Derivative
Stock Options (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,131
- Exercise price
- $9.58
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 42,597 unvested restricted stock units ("RSUs") of which 24,012 will vest in three equal annual installments commencing September 27, 2023, 9,306 will vest in three equal annual installments commencing January 20, 2024 and 9,279 will vest in four equal annual installments commencing January 24, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), upon settlement.
Footnote F2
Options granted on May 10, 2022, originally for 28,143 shares of Common Stock, which vest in four equal annual installments commencing on January 20, 2023.
Footnote F3
Options granted on April 3, 2023 which vest in four equal annual installments commencing on January 24, 2024.
SEC remarks
Exhibit List - Exhibit 24 Power of Attorney