Key facts
- This page summarizes Eric A. Reeves's Form 4 filing for ANNALY CAPITAL MANAGEMENT INC (NLY).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 May 2023, 16:50.
Eric A. Reeves - 17 May 2023 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)
- Reporting relationship
- Director
- Issuer ticker
- NLY
- Reported as of
- 17 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 May 2023, 16:50:11 UTC
- Prior SEC filing
- 20 May 2022
- Next SEC filing
- 17 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anthony C. Green, as Attorney-in-Fact for Eric A. Reeves
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric A. Reeves filed Form 4 for ANNALY CAPITAL MANAGEMENT INC (NLY) on 19 May 2023.
Change
- Previous filing in this sequence was filed on 20 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NLY
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +5,293
- Change %
- +162%
- Price
- $0.000000
- Shares after
- 8,568
- Date
- 18 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NLY
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +8,167
- Change %
- +98%
- Price
- $0.000000
- Shares after
- 16,490
- Date
- 17 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,167
- Exercise price
- Footnotes
- F1
NLY
transaction
Derivative
Deferred Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,293
- Change %
- -32%
- Price
- $0.000000
- Shares after
- 11,197
- Date
- 18 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,293
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.
Footnote F2
Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 531 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.