Eric A. Reeves - May 17, 2023 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Role
Director
Signature
/s/ Anthony C. Green, as Attorney-in-Fact for Eric A. Reeves
Stock symbol
NLY
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/19/2023, 04:50 PM
Previous filing
May 20, 2022
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLY Common Stock Options Exercise $0 +5.29K +161.62% $0.00 8.57K May 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLY Deferred Stock Units Award $0 +8.17K +98.13% $0.00 16.5K May 17, 2023 Common Stock 8.17K Direct F1
transaction NLY Deferred Stock Units Options Exercise $0 -5.29K -32.1% $0.00 11.2K May 18, 2023 Common Stock 5.29K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.
F2 Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 531 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.