Eric A. Reeves - 18 May 2022 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 May 2022, 17:05:36 UTC
Prior SEC filing
21 May 2021
Next SEC filing
19 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anthony C. Green, as Attorney-in-Fact for Eric A. Reeves

Key filing fact

Eric A. Reeves filed Form 4 for ANNALY CAPITAL MANAGEMENT INC (NLY) on 20 May 2022.

Key facts

  • This page summarizes Eric A. Reeves's Form 4 filing for ANNALY CAPITAL MANAGEMENT INC (NLY).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 20 May 2022, 17:05.

Change

  • Previous filing in this sequence was filed on 21 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NLY transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+13,101
Change %
Price
$0.000000
Shares after
13,101
Date
19 May 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NLY transaction Derivative

Deferred Stock Units

Award

Transaction value
$0
Shares
+24,372
Change %
+140%
Price
$0.000000
Shares after
41,840
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
24,372
Exercise price
Footnotes
F1
NLY transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value
$0
Shares
-13,101
Change %
-31%
Price
$0.000000
Shares after
28,739
Date
19 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,101
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

Footnote F2

Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 465 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

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