Kathleen Patricia Sullivan - Mar 31, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Principal Accounting Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Mar 31, 2023
Transactions value $
-$170,844
Form type
4
Date filed
4/4/2023, 07:05 PM
Previous filing
Mar 3, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +21.9K +30.88% 92.7K Mar 31, 2023 Direct F1, F2
transaction GCMG Class A Common Stock Disposed to Issuer -$171K -21.9K -23.6% $7.81 70.8K Mar 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -21.9K -100% $0.00* 0 Mar 31, 2023 Class A Common Stock 21.9K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 9,656 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 12,219 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.
F2 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.