Kathleen Patricia Sullivan - Mar 1, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Principal Accounting Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Mar 1, 2023
Transactions value $
$0
Form type
4
Date filed
3/3/2023, 03:32 PM
Previous filing
Dec 16, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +31.7K +86.36% 68.3K Mar 1, 2023 Direct F1
transaction GCMG Class A Common Stock Options Exercise +2.5K +3.66% 70.8K Mar 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -31.7K -100% $0.00* 0 Mar 1, 2023 Class A Common Stock 31.7K Direct F1, F2
transaction GCMG Restricted Stock Units Options Exercise $0 -2.5K -50% $0.00 2.5K Mar 1, 2023 Class A Common Stock 2.5K Direct F1, F3
transaction GCMG Restricted Stock Units Award $0 +37.5K $0.00 37.5K Mar 1, 2023 Class A Common Stock 37.5K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 31,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 31,666.66 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F3 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022 and March 1, 2023, and 2,500 RSUs will vest on March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F4 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.