Alan S. Knitowski - Dec 9, 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Executive Officer, Director
Signature
/s/ Matt Aune, Attorney-in-Fact
Stock symbol
PHUN
Transactions as of
Dec 9, 2022
Transactions value $
-$239,394
Form type
4
Date filed
12/13/2022, 07:34 PM
Previous filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Sale -$21.5K -22.5K -2.12% $0.95 1.04M Dec 9, 2022 Direct F1
transaction PHUN Common Stock Sale -$218K -237K -22.79% $0.92 804K Dec 9, 2022 Direct F2
holding PHUN Common Stock 586K Dec 9, 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F2 The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F3 Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.