Alan S. Knitowski - 01 Jun 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jun 2022, 16:16:28 UTC
Prior SEC filing
20 May 2022
Next SEC filing
12 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matt Aune, Attorney-in-Fact

Key filing fact

Alan S. Knitowski filed Form 4 for Phunware, Inc. (PHUN) on 03 Jun 2022.

Key facts

  • This page summarizes Alan S. Knitowski's Form 4 filing for Phunware, Inc. (PHUN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jun 2022, 16:16.

Change

  • Previous filing in this sequence was filed on 20 May 2022.
  • Current net transaction value: +$4,760.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PHUN transaction

Common Stock

Award

Transaction value
$4,760
Shares
+4,000
Change %
+0.32%
Price
$1.19
Shares after
1,259,833
Date
01 Jun 2022
Ownership
Direct
Footnotes
F1, F2
PHUN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
585,589
Date
01 Jun 2022
Ownership
See footnote
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")

Footnote F2

In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.

Footnote F3

Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.

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