Alan S. Knitowski - May 10, 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Executive Officer, Director
Signature
/s/ Matt Aune, Attorney-in-Fact
Stock symbol
PHUN
Transactions as of
May 10, 2022
Transactions value $
-$76,918
Form type
4
Date filed
5/12/2022, 06:03 PM
Previous filing
Dec 3, 2021
Next filing
May 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Tax liability -$76.9K -48.1K -3.77% $1.60 1.23M May 10, 2022 Direct F1, F2
holding PHUN Common Stock 586K May 10, 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
F2 The shares were sold in multiple transactions with prices ranging from $1.5529 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F3 Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.