Michael E. Dee - 11 Mar 2022 Form 4 Insider Report for Velodyne Lidar, Inc. (VLDR)

Role
Director
Signature
/s/ Tracey Mastropoalo, Attorney-in-Fact
Issuer symbol
VLDR
Transactions as of
11 Mar 2022
Transactions value $
$44,150
Form type
4
Filing time
14 Mar 2022, 17:44:36 UTC
Previous filing
11 Mar 2022
Next filing
21 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLDR Common Stock Purchase $29,850 +15,000 +23.14% $1.99 79,823 11 Mar 2022 Direct
holding VLDR Common Stock 218,954 11 Mar 2022 By Spar City Capital LLC F1, F2
holding VLDR Common Stock 300 11 Mar 2022 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLDR Public Warrants (right to buy) Purchase $6,300 +7,000 +1.33% $0.9 532,684 11 Mar 2022 Common Stock 7,000 $11.5 Direct
transaction VLDR Public Warrants (right to buy) Purchase $8,000 +8,000 +1.5% $1 540,684 11 Mar 2022 Common Stock 8,000 $11.5 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.
F2 Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.