Michael E. Dee - 11 Mar 2022 Form 4 Insider Report for Velodyne Lidar, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Mar 2022, 17:44:36 UTC
Prior SEC filing
11 Mar 2022
Next SEC filing
21 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracey Mastropoalo, Attorney-in-Fact

Key filing fact

Michael E. Dee filed Form 4 for Velodyne Lidar, Inc. on 14 Mar 2022.

Key facts

  • This page summarizes Michael E. Dee's Form 4 filing for Velodyne Lidar, Inc..
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Mar 2022, 17:44.

Change

  • Previous filing in this sequence was filed on 11 Mar 2022.
  • Current net transaction value: +$44,150.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VLDR transaction

Common Stock

Purchase

Transaction value
$29,850
Shares
+15,000
Change %
+23%
Price
$1.99
Shares after
79,823
Date
11 Mar 2022
Ownership
Direct
VLDR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
218,954
Date
11 Mar 2022
Ownership
By Spar City Capital LLC
Footnotes
F1, F2
VLDR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
300
Date
11 Mar 2022
Ownership
By Trust
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VLDR transaction Derivative

Public Warrants (right to buy)

Purchase

Transaction value
$6,300
Shares
+7,000
Change %
+1.3%
Price
$0.9000
Shares after
532,684
Date
11 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,000
Exercise price
$11.50
VLDR transaction Derivative

Public Warrants (right to buy)

Purchase

Transaction value
$8,000
Shares
+8,000
Change %
+1.5%
Price
$1.00
Shares after
540,684
Date
11 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,000
Exercise price
$11.50
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.

Footnote F2

Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Footnote F3

Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .