Michael E. Dee - 09 Mar 2022 Form 4 Insider Report for Velodyne Lidar, Inc.

Role
Director
Signature
/s/ Daniel Horwood, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
09 Mar 2022
Net transactions value
+$19,960
Form type
4
Filing time
11 Mar 2022, 16:46:24 UTC
Previous filing
04 Jan 2022
Next filing
14 Mar 2022
SEC
View on sec.gov

Quoteable Key Fact

"Michael E. Dee filed Form 4 for Velodyne Lidar, Inc. on 11 Mar 2022."

Quick Takeaways

  • This page summarizes Michael E. Dee's Form 4 filing for Velodyne Lidar, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 11 Mar 2022, 16:46.

What Changed

  • Previous filing in this sequence was filed on 04 Jan 2022.
  • Current net transaction value: +$19,960.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLDR Common Stock Purchase $9,964 +4,700 +7.8% $2.12 64,823 09 Mar 2022 Direct
holding VLDR Common Stock 300 09 Mar 2022 By Trust F1
holding VLDR Common Stock 218,954 09 Mar 2022 By Spar City Capital LLC F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLDR Public Warrants (right to buy) Purchase $9,996 +10,200 +2% $0.9800 525,684 09 Mar 2022 Common Stock 10,200 $11.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.
F3 Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").