Key facts
- This page summarizes Michael E. Dee's Form 4 filing for Velodyne Lidar, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Mar 2022, 16:46.
Michael E. Dee - 09 Mar 2022 Form 4 Insider Report for Velodyne Lidar, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 09 Mar 2022
- Net transaction value
- +$19,960
- SEC form
- 4
- Accepted by SEC
- 11 Mar 2022, 16:46:24 UTC
- Prior SEC filing
- 04 Jan 2022
- Next SEC filing
- 14 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel Horwood, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael E. Dee filed Form 4 for Velodyne Lidar, Inc. on 11 Mar 2022.
Change
- Previous filing in this sequence was filed on 04 Jan 2022.
- Current net transaction value: +$19,960.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VLDR
transaction
Common Stock
Purchase
- Transaction value
- $9,964
- Shares
- +4,700
- Change %
- +7.8%
- Price
- $2.12
- Shares after
- 64,823
- Date
- 09 Mar 2022
- Ownership
- Direct
VLDR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 300
- Date
- 09 Mar 2022
- Ownership
- By Trust
- Footnotes
- F1
VLDR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 218,954
- Date
- 09 Mar 2022
- Ownership
- By Spar City Capital LLC
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VLDR
transaction
Derivative
Public Warrants (right to buy)
Purchase
- Transaction value
- $9,996
- Shares
- +10,200
- Change %
- +2%
- Price
- $0.9800
- Shares after
- 525,684
- Date
- 09 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,200
- Exercise price
- $11.50
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Footnote F2
Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.
Footnote F3
Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Footnote F4
Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").