Eric Manlunas - Dec 2, 2021 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Director
Signature
/s/ Matt Aune, Attorney-in-Fact
Stock symbol
PHUN
Transactions as of
Dec 2, 2021
Transactions value $
$0
Form type
4
Date filed
2/24/2022, 06:55 PM
Previous filing
Nov 17, 2021
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Award $0 +21.4K +78.9% $0.00 48.6K Dec 2, 2021 Direct F1
holding PHUN Common Stock 184K Dec 2, 2021 By Wavemaker Phunware Partners LP
holding PHUN Common Stock 555K Dec 2, 2021 By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP)
holding PHUN Common Stock 164K Dec 2, 2021 By Wavemaker Partners III LP
holding PHUN Common Stock 329K Dec 2, 2021 By Kmeleon International Limited
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.