Joseph Gerard Flanagan - 09 Nov 2021 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
President and CEO, Director
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Issuer symbol
RCM
Transactions as of
09 Nov 2021
Net transactions value
-$5,521,220
Form type
4
Filing time
12 Nov 2021, 07:47:51 UTC
Previous filing
14 Oct 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Options Exercise $200,666 +82,920 +3.3% $2.42* 2,593,256 09 Nov 2021 Direct F1
transaction RCM Common Stock Sale $2,114,626 -82,920 -3.2% $25.50* 2,510,336 09 Nov 2021 Direct F1, F2
transaction RCM Common Stock Options Exercise $151,402 +62,563 +2.5% $2.42* 2,572,899 10 Nov 2021 Direct F1
transaction RCM Common Stock Sale $1,581,530 -62,563 -2.4% $25.28* 2,510,336 10 Nov 2021 Direct F1, F3
transaction RCM Common Stock Options Exercise $227,313 +93,931 +3.7% $2.42* 2,604,267 11 Nov 2021 Direct F1
transaction RCM Common Stock Sale $2,404,446 -93,931 -3.6% $25.60* 2,510,336 11 Nov 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Stock Option (right to buy) Options Exercise $0 -82,920 -12% $0.000000 603,953 09 Nov 2021 Common Stock 82,920 $2.42 Direct F1, F5
transaction RCM Stock Option (right to buy) Options Exercise $0 -62,563 -10% $0.000000 541,390 10 Nov 2021 Common Stock 62,563 $2.42 Direct F1, F5
transaction RCM Stock Option (right to buy) Options Exercise $0 -93,931 -17% $0.000000 447,459 11 Nov 2021 Common Stock 93,931 $2.42 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.61 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.08 to $25.53 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.30 to $25.80 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5 The stock options vested and became exercisable in equal annual installments on April 1, 2017, 2018, 2019 and 2020.