Joseph Gerard Flanagan - 12 Oct 2021 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
President and CEO, Director
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Issuer symbol
RCM
Transactions as of
12 Oct 2021
Net transactions value
-$2,700,178
Form type
4
Filing time
14 Oct 2021, 17:18:11 UTC
Previous filing
05 Oct 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Options Exercise $190,461 +78,703 +3.1% $2.42* 2,589,039 12 Oct 2021 Direct F1
transaction RCM Common Stock Sale $1,820,400 -78,703 -3% $23.13* 2,510,336 12 Oct 2021 Direct F1, F2
transaction RCM Common Stock Options Exercise $74,292 +30,699 +1.2% $2.42* 2,541,035 13 Oct 2021 Direct F1
transaction RCM Common Stock Sale $708,379 -30,699 -1.2% $23.08* 2,510,336 13 Oct 2021 Direct F1, F3
transaction RCM Common Stock Options Exercise $51,098 +21,115 +0.84% $2.42* 2,531,451 14 Oct 2021 Direct F1
transaction RCM Common Stock Sale $487,250 -21,115 -0.83% $23.08* 2,510,336 14 Oct 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Stock Option (right to buy) Options Exercise $0 -78,703 -9.6% $0.000000 738,687 12 Oct 2021 Common Stock 78,703 $2.42 Direct F1, F4
transaction RCM Stock Option (right to buy) Options Exercise $0 -30,699 -4.2% $0.000000 707,988 13 Oct 2021 Common Stock 30,699 $2.42 Direct F1, F4
transaction RCM Stock Option (right to buy) Options Exercise $0 -21,115 -3% $0.000000 686,873 14 Oct 2021 Common Stock 21,115 $2.42 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.36 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.23 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 The stock options vested and became exercisable in equal annual installments on April 1, 2017, 2018, 2019 and 2020.