James D. Robinson III - 03 Nov 2021 Form 3 Insider Report for NERDWALLET, INC. (NRDS)

Role
Director
Signature
/s/ Bridgett Gatewood, Attorney-In-Fact for James D. Robinson III
Issuer symbol
NRDS
Transactions as of
03 Nov 2021
Net transactions value
$0
Form type
3
Filing time
03 Nov 2021, 17:59:15 UTC
Next filing
10 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NRDS Series A Preferred Stock 03 Nov 2021 Class A Common Stock 1,113,635 Held by RRE Leaders Fund LP F1, F2, F3
holding NRDS Series A Preferred Stock 03 Nov 2021 Class A Common Stock 556,817 Held by RRE Ventures VI, LP. F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series A Preferred Stock of the issuer (the "preferred stock") is convertible at any time, at the holders election, and will convert automatically upon the issuer's consummation of an initial public offering. The preferred stock has no expiration date.
F2 The sole general partner of RRE Leaders Fund LP is RE Leaders GP, L.P.
F3 The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 The sole general partner of RRE Ventures VI, LP is RRE Ventures GP 6, LP.

Remarks:

EXHIBIT LIST: EX-24 Power of Attorney for James D. Robinson III