James D. Robinson III - Nov 3, 2021 Form 3 Insider Report for NERDWALLET, INC. (NRDS)

Role
Director
Signature
/s/ Bridgett Gatewood, Attorney-In-Fact for James D. Robinson III
Stock symbol
NRDS
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
3
Date filed
11/3/2021, 05:59 PM
Next filing
Nov 10, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NRDS Series A Preferred Stock Nov 3, 2021 Class A Common Stock 1.11M Held by RRE Leaders Fund LP F1, F2, F3
holding NRDS Series A Preferred Stock Nov 3, 2021 Class A Common Stock 557K Held by RRE Ventures VI, LP. F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series A Preferred Stock of the issuer (the "preferred stock") is convertible at any time, at the holders election, and will convert automatically upon the issuer's consummation of an initial public offering. The preferred stock has no expiration date.
F2 The sole general partner of RRE Leaders Fund LP is RE Leaders GP, L.P.
F3 The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 The sole general partner of RRE Ventures VI, LP is RRE Ventures GP 6, LP.

Remarks:

EXHIBIT LIST: EX-24 Power of Attorney for James D. Robinson III