James D. Robinson III - Nov 8, 2021 Form 4 Insider Report for NERDWALLET, INC. (NRDS)

Role
Director
Signature
/s/ Bridgett Gatewood, Attorney-In-Fact for James D. Robinson III
Stock symbol
NRDS
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
4
Date filed
11/10/2021, 02:37 PM
Previous filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRDS Class A Common Stock Conversion of derivative security $0 +1.11M $0.00 1.11M Nov 8, 2021 Held by RRE Leaders Fund LP F1, F2
transaction NRDS Class A Common Stock Conversion of derivative security $0 +557K $0.00 557K Nov 8, 2021 Held by RRE Ventures VI, LP. F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NRDS Series A Preferred Stock Conversion of derivative security -1.11M -100% 0 Nov 8, 2021 Class A Common Stock 1.11M Held by RRE Leaders Fund LP F1, F2, F4
transaction NRDS Series A Preferred Stock Conversion of derivative security -557K -100% 0 Nov 8, 2021 Class A Common Stock 557K Held by RRE Ventures VI, LP. F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sole general partner of RRE Leaders Fund LP is RE Leaders GP, L.P.
F2 The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 The sole general partner of RRE Ventures VI, LP is RRE Ventures GP 6, LP.
F4 At the closing of the initial public offering of the Issuer, the Series A Preferred Stock automatically converted into the Issuer's Class A Common Stock on a 1-for-1 basis and had no expiration date.