Charles H. R. Bracken - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP & CFO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 Oct 2021
Net transactions value
-$700,968
Form type
4
Filing time
05 Oct 2021, 18:25:25 UTC
Previous filing
13 Aug 2021
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +17,231 +58% 46,889 01 Oct 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $234,142 -8,099 -17% $28.91 38,790 01 Oct 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +34,463 +29% 154,805 01 Oct 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $466,826 -16,198 -10% $28.82 138,607 01 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -17,231 -100% 0 01 Oct 2021 Class A Ordinary Shares 17,231 Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -34,463 -100% 0 01 Oct 2021 Class C Ordinary Shares 34,463 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.