Charles H. R. Bracken - 11 Aug 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP & CFO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
11 Aug 2021
Net transactions value
-$2,344,868
Form type
4
Filing time
13 Aug 2021, 17:20:20 UTC
Previous filing
11 May 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $948,988 +59,127 +199% $16.05 88,785 11 Aug 2021 Direct
transaction LBTYA Class A Ordinary Shares Tax liability $1,296,935 -45,395 -51% $28.57 43,390 11 Aug 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale $393,515 -13,732 -32% $28.66 29,658 12 Aug 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise $1,788,016 +118,255 +98% $15.12 238,597 11 Aug 2021 Direct
transaction LBTYA Class C Ordinary Shares Tax liability $2,540,023 -88,657 -37% $28.65 149,940 11 Aug 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale $851,398 -29,598 -20% $28.77 120,342 12 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Appreciation Rights A Options Exercise $0 -59,127 -33% $0.000000 118,256 11 Aug 2021 Class A Ordinary Shares 59,127 $16.05 Direct F3
transaction LBTYA Share Appreciation Rights C Options Exercise $0 -118,255 -33% $0.000000 236,511 11 Aug 2021 Class C Ordinary Shares 118,255 $15.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $28.58 to $28.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 The price reflects a weighted average of sales made at prices ranging from $28.685 to $28.7654. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3 The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.