H. Bracken Charles - Aug 11, 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP & CFO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Aug 11, 2021
Transactions value $
-$2,344,868
Form type
4
Date filed
8/13/2021, 05:20 PM
Previous filing
May 11, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $949K +59.1K +199.36% $16.05 88.8K Aug 11, 2021 Direct
transaction LBTYA Class A Ordinary Shares Tax liability -$1.3M -45.4K -51.13% $28.57 43.4K Aug 11, 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale -$394K -13.7K -31.65% $28.66 29.7K Aug 12, 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise $1.79M +118K +98.27% $15.12 239K Aug 11, 2021 Direct
transaction LBTYA Class C Ordinary Shares Tax liability -$2.54M -88.7K -37.16% $28.65 150K Aug 11, 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale -$851K -29.6K -19.74% $28.77 120K Aug 12, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Appreciation Rights A Options Exercise $0 -59.1K -33.33% $0.00 118K Aug 11, 2021 Class A Ordinary Shares 59.1K $16.05 Direct F3
transaction LBTYA Share Appreciation Rights C Options Exercise $0 -118K -33.33% $0.00 237K Aug 11, 2021 Class C Ordinary Shares 118K $15.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $28.58 to $28.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 The price reflects a weighted average of sales made at prices ranging from $28.685 to $28.7654. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3 The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.