Larry G. Swets Jr. - 26 Aug 2021 Form 4 Insider Report for Limbach Holdings, Inc. (LMB)

Role
Director
Signature
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Larry G. Swets, Jr.
Issuer symbol
LMB
Transactions as of
26 Aug 2021
Net transactions value
$0
Form type
4
Filing time
30 Aug 2021, 17:34:40 UTC
Previous filing
23 Aug 2021
Next filing
15 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LMB Common Stock Options Exercise +6,401 +33% 26,000 26 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LMB Restricted Stock Units Options Exercise $0 +1,067 +25% $0.000000 5,334 26 Aug 2021 Common Stock 1,067 Direct F1, F2
transaction LMB Restricted Stock Units Options Exercise $0 +2,134 +200% $0.000000 3,200 26 Aug 2021 Common Stock 2,134 Direct F1, F3
transaction LMB Restricted Stock Units Options Exercise $0 +3,200 $0.000000* 0 26 Aug 2021 Common Stock 3,200 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Larry G. Swets Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
F2 This award of RSU's was granted on 02/27/2019. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
F3 This award of RSU's was granted on 01/01/2020. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.
F4 This award of RSU's was granted on 01/01/2021. The Company accelerated vesting of this RSU Award on August 26, 2021 in connection with the Reporting Person's resignation from the Board.