Larry G. Swets Jr. - 15 Sep 2021 Form 4 Insider Report for FG Financial Group, Inc. (FGF)

Role: Chief Executive Officer, Director
Signature: /s/ Larry G. Swets, Jr.
Issuer symbol: FGF
Transactions as of: 15 Sep 2021
Net transactions value: +$251,000
Form type: 4
Filing time: 15 Sep 2021, 19:33:30 UTC
Previous filing: 30 Aug 2021
Next filing: 12 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FGF	8.00% Cumulative Preferred Stock, Series A, $25.00 par value	Purchase	$251,000	+10,000		$25.10^*	10,000	15 Sep 2021	Direct
holding	FGF	Common Stock, par value $0.01 per share						23,452	15 Sep 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 4,000 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

Content

Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 4,000 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.