| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALPN | Common Stock | Options Exercise | $129,954 | +9,845 | +26% | $13.20 | 47,949 | 08 May 2024 | Direct | F1 |
| transaction | ALPN | Common Stock | Options Exercise | $162,750 | +25,000 | +52% | $6.51 | 72,949 | 08 May 2024 | Direct | |
| transaction | ALPN | Common Stock | Options Exercise | $50,573 | +12,365 | +17% | $4.09 | 85,314 | 08 May 2024 | Direct | |
| transaction | ALPN | Common Stock | Options Exercise | $122,992 | +38,078 | +45% | $3.23* | 123,392 | 08 May 2024 | Direct | |
| transaction | ALPN | Common Stock | Options Exercise | $47,600 | +10,000 | +8.1% | $4.76 | 133,392 | 08 May 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALPN | Stock Option (Right to buy) | Options Exercise | $0 | -9,845 | -12% | $0.000000 | 70,155 | 08 May 2024 | Common Stock | 9,845 | $13.20 | Direct | F2, F3 |
| transaction | ALPN | Stock Option (Right to buy) | Options Exercise | $0 | -25,000 | -100% | $0.000000* | 0 | 08 May 2024 | Common Stock | 25,000 | $6.51 | Direct | F2, F4 |
| transaction | ALPN | Stock Option (Right to buy) | Options Exercise | $0 | -12,365 | -82% | $0.000000 | 2,635 | 08 May 2024 | Common Stock | 12,365 | $4.09 | Direct | F2, F5 |
| transaction | ALPN | Stock Option (Right to buy) | Options Exercise | $0 | -38,078 | -59% | $0.000000 | 26,922 | 08 May 2024 | Common Stock | 38,078 | $3.23 | Direct | F2, F6 |
| transaction | ALPN | Stock Option (Right to buy) | Options Exercise | $0 | -10,000 | -100% | $0.000000* | 0 | 08 May 2024 | Common Stock | 10,000 | $4.76 | Direct | F2, F7 |
| Id | Content |
|---|---|
| F1 | Includes 31,200 shares of common stock underlying a restricted stock unit grant made on January 4, 2024. |
| F2 | The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant. |
| F3 | One-fourth (1/4) of the shares subject to the option will vest on January 5, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to be a service provider through each such date. |
| F4 | One-fourth (1/4) of the shares subject to the option will vest on February 6, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to be a service provider through each such date. |
| F5 | One-fourth (1/4) of the shares subject to the option will vest on May 1, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to be a service provider through each such date. |
| F6 | One-fourth (1/4) of the shares subject to the option will vest on January 23, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to be a service provider through each such date. |
| F7 | One-fourth (1/4) of the shares subject to the option will vest on October 8, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to be a service provider through each such date. |