| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DCTH | Pre-Funded Warrant | Purchase | $2M | +692K | +122.11% | $2.89 | 1.26M | 13 Dec 2022 | DELCATH SYSTEMS, INC. COMMON | 692K | $0.01 | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | F1 |
| Id | Content |
|---|---|
| F1 | Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. |