| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DCTH | Pre-Funded Warrant | Purchase | $2,250,001 | +566,751 | $3.97 | 566,751 | 18 Jul 2022 | DELCATH SYSTEMS, INC. COMMON | 566,751 | $0.0100 | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | F1 |
| Id | Content |
|---|---|
| F1 | Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. |