Rosalind Advisors, Inc. - Apr 18, 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Steven Salamon
Stock symbol
DCTH
Transactions as of
Apr 18, 2024
Transactions value $
$3,843,330,429
Form type
4
Date filed
5/16/2024, 12:45 PM
Previous filing
Mar 20, 2024
Next filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCTH Common Shares Exercise of in-the-money or at-the-money derivative security $3.84B +620K +28.92% $6,199.46* 2.76M Apr 18, 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F1, F2
transaction DCTH Common Shares Conversion of derivative security $0 +992K +55.96% $0.00 2.76M Apr 18, 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 619,946 common shares acquired via exercise of pre-funded warrants at $0.01
F2 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F3 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares.