Rosalind Advisors, Inc. - Mar 19, 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Steven Salamon
Stock symbol
DCTH
Transactions as of
Mar 19, 2024
Transactions value $
$2,300,000
Form type
4
Date filed
3/20/2024, 07:07 PM
Previous filing
Nov 21, 2023
Next filing
May 16, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCTH Pre-funded Warrants Purchase $2.3M +620K +286.76% $3.71 836K Mar 19, 2024 Delcath Systems, Inc. Common Shares 620K $0.01 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Remain exercisable until exercised in full.
F2 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.