RICHARD P. SMITH - 23 Oct 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO, President & Chairman, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
23 Oct 2023
Net transactions value
-$56,930
Form type
4
Filing time
24 Oct 2023, 16:51:21 UTC
Previous filing
27 Jun 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3,231 +1.3% 258,812 23 Oct 2023 Direct F1
transaction TCBK Common Stock Tax liability $56,930 -1,852 -0.72% $30.74 256,960 23 Oct 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 38,299 23 Oct 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 256 23 Oct 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,100,478 23 Oct 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -3,231 -33% $0.000000 6,465 23 Oct 2023 Common Stock 3,231 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.