Richard Smith - Oct 23, 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO, President & Chairman, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
Oct 23, 2023
Transactions value $
-$56,930
Form type
4
Date filed
10/24/2023, 04:51 PM
Previous filing
Jun 27, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3.23K +1.26% 259K Oct 23, 2023 Direct F1
transaction TCBK Common Stock Tax liability -$56.9K -1.85K -0.72% $30.74 257K Oct 23, 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 38.3K Oct 23, 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 256 Oct 23, 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.1M Oct 23, 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -3.23K -33.32% $0.00 6.47K Oct 23, 2023 Common Stock 3.23K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.