RICHARD P. SMITH - 26 Jun 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO, President & Chairman, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
26 Jun 2023
Net transactions value
-$38,447
Form type
4
Filing time
27 Jun 2023, 12:18:12 UTC
Previous filing
13 Jun 2023
Next filing
24 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2,030 +0.8% 256,745 26 Jun 2023 Direct F1
transaction TCBK Common Stock Tax liability $38,447 -1,164 -0.45% $33.03 255,581 26 Jun 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 38,299 26 Jun 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 254 26 Jun 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,163,292 26 Jun 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -2,030 -100% $0.000000* 0 26 Jun 2023 Common Stock 2,030 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.