Richard Smith - Jun 6, 2022 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President
Signature
/S/ Richard Smith By Nathan Wilkerson, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
Jun 6, 2022
Transactions value $
-$91,340
Form type
4
Date filed
6/8/2022, 12:54 PM
Previous filing
Jun 1, 2022
Next filing
Jun 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3.49K +1.55% 228K Jun 6, 2022 Direct F1
transaction TCBK Common Stock Tax liability -$91.3K -2K -0.88% $45.67 226K Jun 6, 2022 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 36.4K Jun 6, 2022 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 245 Jun 6, 2022 By Spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.06M Jun 6, 2022 ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Units Options Exercise $0 -3.49K -11.85% $0.00 26K Jun 6, 2022 Common Stock 3.49K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.
F2 Reflects shares withheld to pay taxes.
F3 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.
F4 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
F5 Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.