RICHARD P. SMITH - 06 Jun 2022 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role: CEO & President
Signature: /S/ Richard Smith By Nathan Wilkerson, Attorney-in-Fact
Issuer symbol: TCBK
Transactions as of: 06 Jun 2022
Net transactions value: -$91,340
Form type: 4
Filing time: 08 Jun 2022, 12:54:36 UTC
Previous filing: 01 Jun 2022
Next filing: 23 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TCBK	Common Stock	Options Exercise		+3,489	+1.6%		228,007	06 Jun 2022	Direct	F1
transaction	TCBK	Common Stock	Tax liability	$91,340	-2,000	-0.88%	$45.67	226,007	06 Jun 2022	Direct	F2
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	36,365	06 Jun 2022	By ESOP	F3
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	245	06 Jun 2022	By Spouse	F4
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	1,061,313	06 Jun 2022	ESOP Trustee	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TCBK	Restricted Stock Units	Options Exercise	$0	-3,489	-12%	$0.000000	25,956	06 Jun 2022	Common Stock	3,489		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.
F2	Reflects shares withheld to pay taxes.
F3	No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.
F4	No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
F5	Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.