Richard P. Smith - 27 May 2022 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/S/ Richard Smith By Nathan Wilkerson,Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
27 May 2022
Net transactions value
-$56,572
Form type
4
Filing time
01 Jun 2022, 12:49:59 UTC
Previous filing
28 Feb 2022
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2,156 +0.96% 225,754 27 May 2022 Direct F1
transaction TCBK Common Stock Tax liability $56,572 -1,236 -0.55% $45.77 224,518 27 May 2022 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 36,365 27 May 2022 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 245 27 May 2022 By Spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,061,313 27 May 2022 ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Units Options Exercise $0 -2,156 -6.8% $0.000000 29,445 27 May 2022 Common Stock 2,156 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.
F2 Reflects shares withheld to pay taxes.
F3 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.
F4 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
F5 Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.