Mark J. Pappas - 01 Jan 2026 Form 3 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role: EVP & Chief Risk Officer
Signature: /s/ Laura Criscione, POA
Issuer symbol: CNOB
Transactions as of: 01 Jan 2026
Net transactions value: $0
Form type: 3
Filing time: 05 Jan 2026, 16:19:27 UTC
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Pappas Mark J	EVP & Chief Risk Officer	C/O CONNECTONE BANCORP, INC., 301 SYLVAN AVENUE, ENGLEWOOD CLIFFS	/s/ Laura Criscione, POA	05 Jan 2026	0002098896

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CNOB	Common Stock						5,210	01 Jan 2026	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes: (a) 2,570 shares received pursuant to a March 22, 2024 grant of deferred stock units subject to forfeiture, of which 1,028 shares vest 3/22/26, and an additional 1,028 shares vest on 3/22/27; and (b) 2,640 shares received pursuant to a March 20, 2025 grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

Content

Includes: (a) 2,570 shares received pursuant to a March 22, 2024 grant of deferred stock units subject to forfeiture, of which 1,028 shares vest 3/22/26, and an additional 1,028 shares vest on 3/22/27; and (b) 2,640 shares received pursuant to a March 20, 2025 grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.