Mark C. Borrecco - Feb 1, 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
President and CEO, Director
Signature
Donald J. Straka, as attorney-in-fact for Mark Charles Borrecco
Stock symbol
GWB
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/3/2022, 04:29 PM
Previous filing
Nov 30, 2021
Next filing
Sep 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +8.07K +57.32% $0.00 22.1K Feb 1, 2022 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +17.4K +78.53% $0.00 39.5K Feb 1, 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +15.2K +38.5% $0.00 54.7K Feb 1, 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +26.9K +49.15% $0.00 81.6K Feb 1, 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -25.4K -31.1% $0.00 56.2K Feb 1, 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Award $0 +16.1K +28.68% $0.00 72.4K Feb 1, 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Award $0 +33.1K +45.75% $0.00 105K Feb 1, 2022 Direct F7
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -15.9K -15.05% $0.00 89.6K Feb 1, 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units Options Exercise $0 -8.07K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 8.07K Direct F1, F9
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -17.4K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 17.4K Direct F2, F9
transaction GWB Restricted Stock Units Feb 2021 Options Exercise $0 -15.2K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 15.2K Direct F3, F9
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -26.9K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 26.9K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Mark C. Borrecco is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in two annual equal installments beginning on March 9, 2021. The vesting of the restricted stock units accelerated upon change in control.
F2 The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.
F3 The restricted stock units vest in four annual equal installments beginning on February 10, 2022. The vesting of the restricted stock units accelerated upon change in control.
F4 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.
F5 The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control.
F6 The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.
F7 The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.
F8 The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control.
F9 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.