Peter Robert Chapman - Nov 30, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
EVP and CFO
Signature
Donald J. Straka, as attorney-in-fact for Peter Robert Chapman
Stock symbol
GWB
Transactions as of
Nov 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/1/2021, 02:58 PM
Previous filing
Nov 30, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.39K +3.42% $0.00 41.8K Nov 30, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -338 -0.81% $0.00 41.5K Nov 30, 2021 Direct F1
transaction GWB Common Stock, par value $0.01 per share Award $0 +2.04K +4.9% $0.00 43.5K Nov 30, 2021 Direct F2
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -496 -1.14% $0.00 43K Nov 30, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1.39K -100% $0.00* 0 Nov 30, 2021 Common Stock, par value $0.01 per share 1.39K Direct F4, F5
holding GWB Restricted Stock Units - 2019 1.5K Nov 30, 2021 Common Stock, par value $0.01 per share 1.5K Direct F4, F6
holding GWB Restricted Stock Units - 2020 5.99K Nov 30, 2021 Common Stock, par value $0.01 per share 5.99K Direct F4, F7
holding GWB Restricted Stock Units 16.5K Nov 30, 2021 Common Stock, par value $0.01 per share 16.5K Direct F4, F8
holding GWB Restricted Stock Units - 2021 9.27K Nov 30, 2021 Common Stock, par value $0.01 per share 9.27K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 The vesting and issuance of performance stock units granted in November 2018 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2021.
F3 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
F4 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F5 The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F7 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F8 The restricted stock units vest on February 10, 2022. The restricted stock units have no expiration date.
F9 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.