Peter Robert Chapman - 26 Nov 2021 Form 4 Insider Report for Great Western Bancorp, Inc.

Role
EVP and CFO
Signature
Donald J. Straka, as attorney-in-fact for Peter Robert Chapman
Issuer symbol
N/A
Transactions as of
26 Nov 2021
Net transactions value
$0
Form type
4
Filing time
30 Nov 2021, 16:10:07 UTC
Next filing
01 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +831 +2.3% $0.000000 37,252 27 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +2,993 +8% $0.000000 40,245 27 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -933 -2.3% $0.000000 39,312 27 Nov 2021 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,503 +3.8% $0.000000 40,815 29 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -367 -0.9% $0.000000 40,448 29 Nov 2021 Direct F1
holding GWB Common Stock, par value $0.01 per share 36,421 26 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -1,503 -50% $0.000000 1,504 29 Nov 2021 Common Stock, par value $0.01 per share 1,503 Direct F2, F4
transaction GWB Restricted Stock Units (2020 STI) Options Exercise $0 -831 -100% $0.000000* 0 27 Nov 2021 Common Stock, par value $0.01 per share 831 Direct F2, F6
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -2,993 -33% $0.000000 5,987 27 Nov 2021 Common Stock, par value $0.01 per share 2,993 Direct F2, F7
transaction GWB Restricted Stock Units - 2021 Award $0 +9,265 $0.000000 9,265 26 Nov 2021 Common Stock, par value $0.01 per share 9,265 Direct F2, F8
holding GWB Restricted Stock Units - 2018 1,385 26 Nov 2021 Common Stock, par value $0.01 per share 1,385 Direct F2, F3
holding GWB Restricted Stock Units 16,496 26 Nov 2021 Common Stock, par value $0.01 per share 16,496 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5 The restricted stock units vest on February 10, 2022. The restricted stock units have no expiration date.
F6 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F7 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F8 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.