David V. Smith - Jun 13, 2023 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Sriram Ryali, as Attorney-in-Fact for David V. Smith
Stock symbol
CDXS
Transactions as of
Jun 13, 2023
Transactions value $
$0
Form type
4
Date filed
6/15/2023, 04:06 PM
Previous filing
Jun 13, 2023
Next filing
Jun 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Gift $0 -11.3K -100% $0.00* 0 Jun 13, 2023 Direct F1
transaction CDXS Common Stock Award $0 +34.6K $0.00 34.6K Jun 13, 2023 Direct F3
holding CDXS Common Stock 88.6K Jun 13, 2023 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 13, 2023, the reporting person transferred 11,273 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.
F2 Shares held by The Smith Family Trust.
F3 The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.