David Smith V. - 13 Jun 2023 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Sriram Ryali, as Attorney-in-Fact for David V. Smith
Issuer symbol
CDXS
Transactions as of
13 Jun 2023
Net transactions value
$0
Form type
4
Filing time
15 Jun 2023, 16:06:45 UTC
Previous filing
13 Jun 2023
Next filing
07 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Gift $0 -11,273 -100% $0.000000* 0 13 Jun 2023 Direct F1
transaction CDXS Common Stock Award $0 +34,602 $0.000000 34,602 13 Jun 2023 Direct F3
holding CDXS Common Stock 88,570 13 Jun 2023 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 13, 2023, the reporting person transferred 11,273 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.
F2 Shares held by The Smith Family Trust.
F3 The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.