| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Levy Susan Cohen | EVP and General Counsel | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for Susan C. Levy | 04 Mar 2026 | 0001607570 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -2,671 | -4.3% | $143.15* | 59,378 | 01 Mar 2026 | Direct | F1, F2 | |
| holding | NTRS | Common Stock | 38,026 | 01 Mar 2026 | 2024 GRAT | ||||||
| holding | NTRS | Common Stock | 35,412 | 01 Mar 2026 | Irrevocable Trust | F3 |
| Id | Content |
|---|---|
| F1 | Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F2 | Reflects 2,671 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,361 previously reported stock units. The remaining 3,690 shares were distributed to the reporting person as shares of common stock. |
| F3 | The reporting person's spouse is trustee of this trust. |