| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Levy Susan Cohen | EVP and General Counsel | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for Susan C. Levy | 05 Dec 2025 | 0001607570 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -$29.4K | -224 | -0.46% | $131.32 | 48K | 03 Dec 2025 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 38K | 03 Dec 2025 | 2024 GRAT | ||||||
| holding | NTRS | Common Stock | 35.4K | 03 Dec 2025 | Irrevocable Trust | F3 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
| F2 | Includes 15,583 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | The reporting person's spouse is trustee of this trust. |