John F. Andrews - Apr 11, 2022 Form 3 Insider Report for Applied UV, Inc. (AUVI)

Role
Chief Exeutive Officer, Director
Signature
/s/ John F. Andrews
Stock symbol
AUVI
Transactions as of
Apr 11, 2022
Transactions value $
$0
Form type
3
Date filed
5/2/2022, 02:12 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUVI Common Stock 75K Apr 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUVI Stock Option (Right to Buy) Apr 11, 2022 Common Stock 175K $1.42 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Equity Awards shall be subject to a quarterly vesting schedule and vest evenly over a three (3) year period, commencing on the effective date of the Employment Agreement.