Max Munn - 31 Dec 2021 Form 5 Insider Report for Applied UV, Inc.

Reporting relationship: Acting Chief Executive Officer, Director
Issuer ticker: N/A
Reported as of: 31 Dec 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 14 Feb 2022, 14:20:06 UTC
Prior SEC filing: 22 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Max Munn

Key filing fact

Max Munn filed Form 5 for Applied UV, Inc. on 14 Feb 2022.

Key facts

This page summarizes Max Munn's Form 5 filing for Applied UV, Inc..
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 14 Feb 2022, 14:20.

Change

Previous filing in this sequence was filed on 22 Dec 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUVI transaction Derivative

Non-Qualified Stock Option (Right to Buy)

Purchase

Transaction value: $0
Shares: +240,983
Change %: +350%
Price: $0.000000
Shares after: 309,835
Date: 04 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 240,983
Exercise price: $7.80
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Form 4 filed on December 22, 2021 reported 68,852 vested shares underlying an option granted to Mr. Munn pursuant to his employment agreement which have an exercise price equal to the closing price of the Company's common stock on the Effective Date and which vest at the rate of 1/36th per month, commencing on April 1, 2021. The 240,983 options reported on this Form 5 were not previously reported in a form 4 filing.

Footnote F2

Non-qualified stock options vest monthly (1/36th of the total number per month) through March 31, 2024.