Mark James Litton - 03 Mar 2026 Form 4 Insider Report for LeonaBio, Inc. (LONA)

Signature
/s/ Mark Worthington, Attorney-in-Fact on behalf of Mark James Litton
Issuer symbol
LONA
Transactions as of
03 Mar 2026
Net transactions value
-$27,688
Form type
4
Filing time
05 Mar 2026, 19:14:48 UTC
Previous filing
05 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Litton Mark James PRESIDENT and CEO, Director C/O LEONABIO, INC., 18706 NORTH CREEK PARKWAY, SUITE 104, BOTHELL /s/ Mark Worthington, Attorney-in-Fact on behalf of Mark James Litton 05 Mar 2026 0001604834

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LONA Common Stock Options Exercise +22,254 +55% $0.000000* 63,082 03 Mar 2026 Direct
transaction LONA Common Stock Sale $27,688 -5,156 -8.2% $5.37 57,926 04 Mar 2026 Direct F1, F2
holding LONA Common Stock 656 03 Mar 2026 By Irrevocable Trust of OSL F3
holding LONA Common Stock 656 03 Mar 2026 By Irrevocable Trust of SWL F4
holding LONA Common Stock 656 03 Mar 2026 By Irrevocable Trust of WGL F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LONA Restricted Stock Units Options Exercise -22,254 -100% $0.000000* 0 03 Mar 2026 Common Stock 22,254 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock sold to cover tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSU") pursuant to mandatory "sell to cover" policies maintained by the Issuer and provisions contained in the reporting person's applicable RSU agreement, and does not represent a discretionary sale by the reporting person. No additional shares of common stock were sold by the reporting person.
F2 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 Reflects Common Stock held by Irrevocable Trust of OSL held for the benefit of Dr. Litton's children.
F4 Reflects Common Stock held by Irrevocable Trust of SWL held for the benefit of Dr. Litton's children.
F5 Reflects Common Stock held by Irrevocable Trust of WGL held for the benefit of Dr. Litton's children.
F6 Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.
F7 On March 3, 2025, the reporting person was granted 22,254 RSUs (as adjusted for the 10-for-1 reverse stock split completed on September 17, 2025). 100% of the RSUs vested on the one (1) year anniversary of the grant date.