Rodney Aulick - May 8, 2023 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
Executive Vice President
Signature
/s/ John DiMascio, Attorney-in-Fact for Rodney Aulick
Stock symbol
AQUA
Transactions as of
May 8, 2023
Transactions value $
-$7,886
Form type
4
Date filed
5/10/2023, 05:42 PM
Previous filing
Feb 9, 2023
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $2.53K +200 +0.16% $12.67 127K May 8, 2023 Direct F1, F2
transaction AQUA Common Stock Sale -$10.4K -200 -0.16% $52.10 127K May 8, 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -200 -1.03% $0.00 19.3K May 8, 2023 Common Stock 200 $12.67 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022.
F2 The amount of these securities includes an aggregate of 33,558 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.01 to $52.19, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 This option is fully vested.