Rodney Aulick - 08 May 2023 Form 4 Insider Report for Evoqua Water Technologies Corp.

Signature
/s/ John DiMascio, Attorney-in-Fact for Rodney Aulick
Issuer symbol
N/A
Transactions as of
08 May 2023
Net transactions value
-$7,886
Form type
4
Filing time
10 May 2023, 17:42:58 UTC
Previous filing
09 Feb 2023
Next filing
22 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $2,534 +200 +0.16% $12.67 127,201 08 May 2023 Direct F1, F2
transaction AQUA Common Stock Sale $10,420 -200 -0.16% $52.10 127,001 08 May 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -200 -1% $0.000000 19,280 08 May 2023 Common Stock 200 $12.67 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022.
F2 The amount of these securities includes an aggregate of 33,558 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.01 to $52.19, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 This option is fully vested.