Rodney Aulick - 07 Feb 2023 Form 4 Insider Report for Evoqua Water Technologies Corp.

Signature
/s/ John DiMascio, Attorney-in-Fact for Rodney Aulick
Issuer symbol
N/A
Transactions as of
07 Feb 2023
Net transactions value
-$244,718
Form type
4
Filing time
09 Feb 2023, 17:16:46 UTC
Previous filing
04 Jan 2023
Next filing
10 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $82,279 +6,494 +5.1% $12.67 133,495 07 Feb 2023 Direct F1, F2
transaction AQUA Common Stock Sale $316,747 -6,294 -4.7% $50.33 127,201 07 Feb 2023 Direct F1, F2, F3
transaction AQUA Common Stock Sale $10,250 -200 -0.16% $51.25 127,001 07 Feb 2023 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -6,494 -25% $0.000000 19,480 07 Feb 2023 Common Stock 6,494 $12.67 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022.
F2 The amount of these securities includes 33,558 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.0000 to $50.7100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.1500 to $51.3500, inclusive.
F5 This option is fully vested.