James M. Kohosek - Jun 4, 2021 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
EVP, Chief Admin. Officer
Signature
/s/ John DiMascio, Attorney-in-Fact for James M. Kohosek
Stock symbol
AQUA
Transactions as of
Jun 4, 2021
Transactions value $
-$1,218,554
Form type
4
Date filed
6/8/2021, 04:35 PM
Previous filing
May 24, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $368K +49.6K +61.67% $7.42* 130K Jun 4, 2021 Direct F1, F2
transaction AQUA Common Stock Sale -$1.59M -49.6K -38.14% $32.00 80.4K Jun 4, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -49.6K -100% $0.00* 0 Jun 4, 2021 Common Stock 49.6K $7.42 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.
F2 The amount of these securities includes 25,550 unvested restricted stock units in respect of the issuer's common stock.
F3 This option is fully vested.