James M. Kohosek - May 21, 2021 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
EVP, Chief Admin. Officer
Signature
/s/ John DiMascio, Attorney-in-Fact for James M. Kohosek
Stock symbol
AQUA
Transactions as of
May 21, 2021
Transactions value $
-$1,129,020
Form type
4
Date filed
5/24/2021, 04:50 PM
Previous filing
May 19, 2021
Next filing
Jun 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $83.9K +11.3K +14.07% $7.42* 91.7K May 21, 2021 Direct F1, F2
transaction AQUA Common Stock Options Exercise $287K +38.7K +42.19% $7.42* 130K May 21, 2021 Direct F1, F2
transaction AQUA Common Stock Sale -$1.5M -50K -38.35% $30.00 80.4K May 21, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -11.3K -100% $0.00* 0 May 21, 2021 Common Stock 11.3K $7.42 Direct F1, F4
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -38.7K -43.83% $0.00 49.6K May 21, 2021 Common Stock 38.7K $7.42 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.
F2 The amount of these securities includes 25,550 unvested restricted stock units in respect of the issuer's common stock.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.0100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 This option is fully vested.