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Signature
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/s/ John W. Wallen III, Ph.D., J.D., Attorney-in-Fact
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Stock symbol
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RNA
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Transactions as of
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Jan 20, 2024
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Transactions value $
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-$51,582
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Form type
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4
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Date filed
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1/23/2024, 03:13 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RNA |
Common Stock |
Award |
$0 |
+62.5K |
+1327.25% |
$0.00 |
67.2K |
Jan 20, 2024 |
Direct |
F1, F2 |
transaction |
RNA |
Common Stock |
Sale |
-$51.6K |
-5.09K |
-10.37% |
$10.13 |
44K |
Jan 22, 2024 |
Direct |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RNA |
Stock Option (Right to Buy) |
Award |
$0 |
+300K |
|
$0.00 |
300K |
Jan 20, 2024 |
Common Stock |
300K |
$10.16 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: