Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMMT | Common Stock | Exercise of in-the-money or at-the-money derivative security | $499K | +316K | +3.19% | $1.58 | 10.2M | Oct 3, 2024 | By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee | F1, F2 |
holding | SMMT | Common Stock | 25.5M | Oct 3, 2024 | By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee | F2, F3 | |||||
holding | SMMT | Common Stock | 50K | Oct 3, 2024 | Immediate family member | F2 | |||||
holding | SMMT | Common Stock | 31K | Oct 3, 2024 | Direct | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMMT | Warrant (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -316K | -100% | $0.00 | 0 | Oct 3, 2024 | Common Stock | 316K | $1.58 | By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee | F1 |
Id | Content |
---|---|
F1 | On October 3, 2024, the Shaun Zanganeh Irrevocable Trust exercised a warrant to purchase 315,681 shares of the Issuer's common stock at an exercise price of $1.58 per share. |
F2 | The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
F3 | Includes 489,814 shares that were previously disclosed as directly owned by the reporting person. |
F4 | Excludes 489,814 shares that are disclosed as indirectly owned by the reporting person through the Mahkam Zanganeh Revocable Trust. |