Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMMT | Common Stock | Award | $1M | +44.1K | $22.70 | 44.1K | Sep 11, 2024 | By Caspian Capital LLC | F1, F2 | |
holding | SMMT | Common Stock | 6K | Sep 11, 2024 | By Estate Plan Living Trust | F3 |
Id | Content |
---|---|
F1 | Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to Caspian Capital LLC ('Caspian Capital') at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. |
F2 | The Reporting Person is a manager and member of Caspian Capital. |
F3 | The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |