| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | INFO | Common Shares | Disposed to Issuer | $0 | -146K | -100% | $0.00* | 0 | Feb 28, 2022 | Direct | F1, F2, F3 |
| transaction | INFO | Common Shares | Disposed to Issuer | $0 | -46.5K | -100% | $0.00* | 0 | Feb 28, 2022 | Direct | F1, F3, F4 |
| transaction | INFO | Common Shares | Disposed to Issuer | $0 | -83.7K | -100% | $0.00* | 0 | Feb 28, 2022 | by Adam J. Kansler 2022 GRAT | F1, F2, F3 |
Adam Jason Kansler is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). |
| F2 | Excludes shares underlying equity awards. |
| F3 | Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto. |
| F4 | Represents shares underlying equity awards (including shares underlying performance-based restricted stock units based on target performance). |