GREGORY D. WALLER - 19 May 2021 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Director
Signature
/s/ Phillip D. Torrence, by Power of Attorney
Issuer symbol
NUWE
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
20 May 2021, 17:02:48 UTC
Next filing
04 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Nonstatutory Stock Option (right to buy) Award $0 +9,798 $0.000000 9,798 19 May 2021 Common Stock 9,798 $3.63 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.