Robertson Clay Jones Jr. - 10 Mar 2026 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role: President and CEO, Director
Signature: /s/Janisha Sabnani as Attorney-in-Fact for Robertson Clay Jones Jr.
Issuer symbol: HTBK
Transactions as of: 10 Mar 2026
Net transactions value: $0
Form type: 4
Filing time: 11 Mar 2026, 20:26:49 UTC
Previous filing: 10 Mar 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Jones Robertson Clay JR	President and CEO, Director	224 AIRPORT PARKWAY, SAN JOSE	/s/Janisha Sabnani as Attorney-in-Fact for Robertson Clay Jones Jr.	11 Mar 2026	0001788938

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTBK	Common Stock, No Par Value	Options Exercise		+9,897	+3.5%	$0.000000^*	296,458	10 Mar 2026	Direct
transaction	HTBK	Common Stock, No Par Value	Award		+501	+0.17%	$0.000000^*	296,959	10 Mar 2026	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HTBK	Restricted Stock Unit	Options Exercise		-9,897	-33%	$0.000000^*	19,794	10 Mar 2026	Common Stock, No Par Value	9,897	$0.000000	Direct	F2, F3
holding	HTBK	Restricted Stock Unit						10,492	10 Mar 2026	Common Stock, No Par Value	10,492	$0.000000	Direct
holding	HTBK	Performance-Based Restricted Stock Unit						39,635	10 Mar 2026	Common Stock, No Par Value	39,635	$0.000000	Direct
holding	HTBK	Performance-Based Restricted Stock Unit						31,477	10 Mar 2026	Common Stock, No Par Value	31,477	$0.000000	Direct
holding	HTBK	Performance-Based Restricted Stock Unit						29,690	10 Mar 2026	Common Stock, No Par Value	29,690	$0.000000	Direct
holding	HTBK	Restricted Stock Unit						49,543	10 Mar 2026	Common Stock, No Par Value	49,543	$0.000000	Direct
holding	HTBK	Restricted Stock Unit						13,212	10 Mar 2026	Common Stock, No Par Value	13,212	$0.000000	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person acquired 501 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.
F2	Restricted Stock Units (RSUs) convert into shares of the Company's Common Stock on a one-for-one basis.
F3	The RSUs vest annually in three equal installments commencing on March 10, 2026, the first anniversary of the holder's grant date. The second tranche will vest on March 10, 2027. The remaining RSUs will vest on March 10, 2028.