Janisha Sabnani - 05 Mar 2026 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
EVP/General Counsel/Corp Sec
Signature
/s/Janisha Sabnani
Issuer symbol
HTBK
Transactions as of
05 Mar 2026
Net transactions value
$0
Form type
4
Filing time
09 Mar 2026, 20:18:46 UTC
Previous filing
03 Mar 2026
Next filing
11 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sabnani Janisha EVP/General Counsel/Corp Sec 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani 09 Mar 2026 0002055367

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTBK Common Stock, No Par Value 2,941 05 Mar 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Restricted Stock Unit Award +14,613 $0.000000* 14,613 05 Mar 2026 Common Stock, No Par Value 14,613 $0.000000 Direct F1, F2
holding HTBK Restricted Stock Unit 8,757 05 Mar 2026 Common Stock, No Par Value 8,757 $0.000000 Direct
holding HTBK Performance-Based Restricted Stock Unit 8,757 05 Mar 2026 Common Stock, No Par Value 8,757 $0.000000 Direct
holding HTBK Restricted Stock Unit 9,524 05 Mar 2026 Common Stock, No Par Value 9,524 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of Issuer common stock.
F2 The restricted stock units vest annually in three equal installments commencing March 5, 2027, the first anniversary of the holder's grant date. The second tranche will vest on 3/5/2028. The remaining RSUs will vest on 3/5/2029.